JASPER CARL SCHANNA is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 31556 WEST NINE DRIVE, LAGUNA NIGUEL, CA, 92677.
JASPER CARL SCHANNA has worked at SAGEPOINT FINANCIAL, INC. since August 20, 2015
Disclosure History
JASPER CARL SCHANNA has 2 Disclosure Event(s).
Date: March 27, 2014 Category: Regulatory Initiated By: CALIFORNIA Allegations: JASPER SCHANNA OFFERED AND SOLD LIFE SETTLEMENT SECURITIES ISSUED BY LIFE PARTNERS, INC., WACO, TX, WITHOUT PROPER SECURITIES REGISTRATION. Resolution: Order SanctionDetails: Sanctions: Cease and Desist Broker Comment: I BELIEVED I WAS LEGALLY LICENSED TO SELL LIFE SETTLEMENTS IN CA DUE TO QUESTAR CAPITAL CORP. APPROVING THE OBA AND LIFE PARTNERS CONTRACTING ME.
Date: March 22, 2006 Category: Customer Dispute Allegations: POLICY OWNER ALLEGES SHE WAS TOLD THAT THE AIG VUL POLICY SHE BOUGHT IN NOVEMBER 2004 WOULD COVER EVERYTHING HER PREVIOUS POLICIES COVERED. Damage Amount Requested: $13,200.00
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