JAY BRAHIN is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 1650 LAKE COOK RD., SUITE 190, DEERFIELD, IL, 60015.
JAY BRAHIN has worked at WESTERN INTERNATIONAL SECURITIES, INC. since January 23, 2012
Disclosure History
JAY BRAHIN has 1 Disclosure Event(s).
Date: May 18, 1983 Category: Regulatory Initiated By: CHICAGO MERCANTILE EXCHANGE Allegations: CME-VIOLATION OF RULE 530 $1000 FINE Resolution: Decision SanctionDetails: Sanctions: Cease and Desist Broker Comment: THIS RESULTED AS A MISCOMMUNICATION BETWEENMYSELF & MY OFF-FLOOR TRADING PARTNER. HE INADVERTEDLY PLACEDORDERS IN HIS CUSTOMER ACCTS. WHICH I HAD FILLED, AT THE SAMETIME THAT I HAD FILLED PERSONAL ORDERS AT LOWER LEVELS. IIMMEDIATELY ADJUSTED THE PRICES, I WAS UNAWARE THAT THE ORDERSFILLED WERE FOR CUSTOMERS. THIS VIOLATION WAS ACCIDENTAL-NOTINTENTIONAL.
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