JAY PAUL CHILDS

JAY PAUL CHILDS is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at THREE GREENWAY PLAZA, SUITE 1800, HOUSTON, TX, 77046.

JAY PAUL CHILDS has worked at MML INVESTORS SERVICES, LLC since December 19, 2003

Disclosure History

JAY PAUL CHILDS has 2 Disclosure Event(s).

Date: April 19, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $30,212.00
Judgment/Lien Type: Tax
Broker Comment: This is being worked on with additional documentation needed. Once notified I started to work on this issue.

Date: December 05, 2000
Category: Customer Dispute
Allegations: ALLEGATIONS INVOLVED NOT DISLCOSING SURRENDER CHARGES AND THAT THEY DID NOT KNOW THEY WERE VARIABLE ANNUITIES, VARIABLE LIFE PRODUCTS. DATE 12/2000
Settlement Amount: $189,000.00
Broker Comment: I WAS NON SUITED ON 10/04/02 AND CLIENTS SETTLED WITH ALLMERICA INVESTMENTS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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