JAY PERIN DEANE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 105 MAIN STREET, SUITE 1, BANGOR, ME, 04401.
JAY PERIN DEANE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 18, 1994
Disclosure History
JAY PERIN DEANE has 1 Disclosure Event(s).
Date: April 09, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED SHE INVESTED A TOTAL OF $31000.00 BETWEEN DECEMBER 1999 AND DECEMBER 2000 WITH THE INTENTION OF USING THE PROCEEDS TOWARD THE PURCHASE OF A NEW CAR WITHIN 18-20 MONTHS. SHE WAS CONCERNED ABOUT THE RAPID DECLINE IN THE VALUE OF THE VARIOUS AXP MUTUAL FUNDS AND QUESTIONED THE SUITABILITY OF PLACING THESE MONIES IN VARIABLE INVESTMENTS GIVEN THE SHORT TIMEFRAME IN WHICH THEY WOULD BE NEEDED. Damage Amount Requested: $5,015.89 Settlement Amount: $5,015.89 Broker Comment: THE FIRM FOUND THAT THE PURCHASE OF THESE MUTUAL FUNDS BY THE CLIENT WAS UNSUITABLE GIVEN THEIR SHORT INVESTMENT TIMEFRAME. THE CLIENT ACCEPTED THE FIRM'S OFFER FOR REIMBURSEMENT OF MARKET LOSSES BETWEEN THE REDEMPTION VALUE AND THE AMOUNT INVESTED WHICH TOTALED $5015.89.
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