JAY BERNARD ERICSSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5401 CALIFORNIA AVE, 3RD FL, [LQ-RBO], BAKERSFIELD, CA, 93309.
JAY BERNARD ERICSSON has worked at WELLS FARGO CLEARING SERVICES, LLC since March 02, 2018
Disclosure History
JAY BERNARD ERICSSON has 1 Disclosure Event(s).
Date: August 13, 2009 Category: Customer Dispute Allegations: TIME FRAME: MARCH 2, 2007 TO OCTOBER 16, 2008. THE CLIENT ALLEGES THAT HIS FINANCIAL ADVISOR CHURNED HIS ACCOUNT. THE CLIENT FURTHER ALLEGES THAT HIS FINANCIAL ADVISOR LIED TO HIM AND TOLD HIM HIS INSTRUCTIONS TO SELL WAS COMPLETED WHEN IT WAS NOT. THE ALLEGED DAMAGES ARE IN EXCESS OF $5,000.00. Damage Amount Requested: $5,000.00
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