JAY CLARKE FENSTERMACHER

JAY CLARKE FENSTERMACHER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 28188 MOULTON PARKWAY #1712, LAGUNA NIGUEL, CA, 92677.

JAY CLARKE FENSTERMACHER has worked at CETERA ADVISOR NETWORKS LLC since November 01, 2017

Disclosure History

JAY CLARKE FENSTERMACHER has 1 Disclosure Event(s).

Date: October 02, 1989
Category: Customer Dispute
Allegations: ALLEGES UNSUITABLE INVESTMENTS AND BREACH OFFIDUCIARY DUTY; CLAIMS TO HAVE BEEN DAMAGED IN THE SUM OF$350,000, AND THAT DEFENDANTS CHARGED PLAINTIFF EXCESSIVECOMMISSIONS ON THE SALES OF OVER $150,000; SEEKS TO RECOVER SUMOF $500,000 TOGETHER WITH COSTS OF SUITS.
Damage Amount Requested: $500,000.00
Broker Comment: THE ACTION WAS DISMISSED AGAINST JAY C. FENSTERMACHER WITH PREJUDICE AND SETTLED OUT OF COURT BETWEEN KIDDER, PEABODY AND [CUSTOMER]

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JAY CLARKE FENSTERMACHER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.