JAY BRIAN FISCHER is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 3300 PGA Blvd, Suite 990, Palm Beach Gardens, FL, 33410.
JAY BRIAN FISCHER has worked at SECURIAN FINANCIAL SERVICES, INC. since July 21, 2014
Disclosure History
JAY BRIAN FISCHER has 1 Disclosure Event(s).
Date: August 02, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGES RR SOLD HER A VARIABLE ANNUITY CONTRACT AND A FIXED LIFE POLICY THAT SHE NOW BELIEVES ARE UNSUITABLE FOR HER NEEDS. Damage Amount Requested: $5,000.00 Broker Comment: AFTER INVESTIGATION, THE BROKER-DEALER AND INSURANCE COMPANY FOUND NO BASIS FOR CONFIRMING THE CLIENT'S ALLEGATIONS. ADVISOR FOLLOWED PROCEDURES, AND THE PRODUCTS AND SERVICES APPEARED SUITABLE GIVEN THE CLIENT'S STATED NEEDS AND OBJECTIVES. NO WRONG DOING WAS FOUND ON THE PART OF THE REGISTERED REPRESENTATIVE. AS A RESULT, THE CLAIM WAS DENIED.
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