JEAN NEUSTADT JR. is currently employed as a Broker and/or Investment Adviser at USCA SECURITIES LLC located at 4444 WESTHEIMER, SUITE G500, HOUSTON, TX, 77027.
JEAN NEUSTADT JR. has worked at USCA SECURITIES LLC since December 16, 2011
Disclosure History
JEAN NEUSTADT JR. has 1 Disclosure Event(s).
Date: November 17, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT TAXES IN THE AMOUNT OF$8,756.12 WERE WITHHELD FROM HER DUE TO UNSUITABLE INVESTMENTSSHE WAS PLACED IN AT PAINEWEBBER, INCLUDING PAINEWEBBER HIGHINCOME FUND AND AIM HIGH YIELD FUND. DATES 1983 - 1997.PRODUCTS NOT SPECIFIED. Damage Amount Requested: $8,756.12 Broker Comment: PANIEWEBBER DENIED THE CLAIM.NOT PROVIDED
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