JEFFERY MONROE BALLARD

JEFFERY MONROE BALLARD is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3800 CAMP CREEK PKWY SW, BLDG 1800 STE 110, ATLANTA, GA, 30331.

JEFFERY MONROE BALLARD has worked at PFS INVESTMENTS INC. since February 12, 2013

Disclosure History

JEFFERY MONROE BALLARD has 3 Disclosure Event(s).

Date: September 25, 2017
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: November 23, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: N/A

Date: February 01, 2010
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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