JEFFERY ADAM HARDIN

JEFFERY ADAM HARDIN is currently employed as a Broker and/or Investment Adviser at CAPE INVESTMENT ADVISORY, INC. located at 827 Fairways Court, Suite 202, Stockbridge, GA, 30281.

JEFFERY ADAM HARDIN has worked at CAPE INVESTMENT ADVISORY, INC. since March 24, 2017

JEFFERY ADAM HARDIN is also currently employed as a Broker and/or Investment Adviser at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located at 1600 PENNSYLVANIA AVE., MCDONOUGH, GA, 30253|1600 PENNSYLVANIA AVE., MCDONOUGH, GA, 30253 since January 01, 1970

JEFFERY ADAM HARDIN is also currently employed as a Broker and/or Investment Adviser at CAPE SECURITIES INC. located at 827 Fairways CourtSuite 202, STOCKBRIDGE, GA, 30281 since January 01, 2017

Disclosure History

JEFFERY ADAM HARDIN has 3 Disclosure Event(s).

Date: August 11, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $5,113.69
Judgment/Lien Type: Civil
Broker Comment: REPRESENTATIVE IS WORKING TO RESOLVE

Date: July 25, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $4,830.13
Judgment/Lien Type: Civil
Broker Comment: REPRESENTATIVE IS WORKING TO RESOLVE

Date: December 01, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $9,269.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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