JEFFERY M LEWIS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 4001 KENNETT PIKE, SUITE 216, GREENVILLE, DE, 19807.
JEFFERY M LEWIS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JEFFERY M LEWIS has 1 Disclosure Event(s).
Date: December 15, 1988 Category: Customer Dispute Allegations: UNSUITABLE AND FREQUENT TRANSACTIONSDISPROPORTIONATE IN RELATION TO THE SIZE AND NATURE OF THEACCOUNTS. DAMAGE CLAIMED IN THE AMOUNT OF $45,000.00. Damage Amount Requested: $45,000.00 Settlement Amount: $28,500.00 Broker Comment: SETTLED IN THE SUM OF $28,500 WITHOUT ANYADMISSION OF LIABILITY BY DEFENDANTS MERRILL LYNCH, PIERCE,FENNER & SMITH INC. AND JEFFREY M. LEWIS IN VIEW OF THE QUESTONSOF FACT PRESENTED AND THE ECONOMICS INVOLVED. (FINANCIALCONSULTANT PAID $14,250.)
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