Jeffery DeWayne Ruffin is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 3500 Blue Lake Dr, Ste 280, Birmingham, AL, 35243.
Jeffery DeWayne Ruffin has worked at PRINCIPAL SECURITIES, INC. since May 12, 2017
Disclosure History
Jeffery DeWayne Ruffin has 1 Disclosure Event(s).
Date: March 28, 2017 Category: Employment Separation After Allegations Firm Name: BBVA Securities Inc. Termination Type: Voluntary Resignation Allegations: Representative was subject to internal review based upon suspicions that he had waived insufficient funds charges in his own bank checking account. Broker Comment: I made prior arrangements to amend an automatic payment so it did no incur NSF fee. The person did not process it.
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