JEFFERY SCOTT SILLS

JEFFERY SCOTT SILLS is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE INVESTING, LLC located at 301 W 11th Street, Wilmington, DE, 19801.

JEFFERY SCOTT SILLS has worked at CAPITAL ONE INVESTING, LLC since January 02, 2015

Disclosure History

JEFFERY SCOTT SILLS has 1 Disclosure Event(s).

Date: April 21, 2003
Category: Customer Dispute
Allegations: CUSTOMER CLAIMANT ALLEGES MISMANAGMENT OF ACCOUNT AND FAILURE TO EXECUTE ORDER
Damage Amount Requested: $250,000.00
Settlement Amount: $30,000.00
Broker Comment: THE ARBITRATION PANEL ORDERED THAT THE CLAIMS AGAINST MR. SILLS BE DISMISSED IN ALL RESPECTS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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