JEFFREY JOSEPH ARBURN is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 880 E CAMPBELL AVENUE, SUITE 206, CAMPBELL, CA, 95008.
JEFFREY JOSEPH ARBURN has worked at WOODBURY FINANCIAL SERVICES, INC. since May 25, 2017
JEFFREY JOSEPH ARBURN has 2 Disclosure Event(s).
Date: December 16, 1988 Category: Criminal Charges: VIOLATION OF VEHICLE CODE 23152A, 23152B. VC23152A: DRIVING A VEHICLE UNDER THE COMBINED INFLUENCE OFAN ALCOHOLIC BEVERAGE AND A DRUG VC23152B: DRIVING A VEHICLE WHILE HAVING 0.10% AND MORE, BYWEIGHT OF ALCOHOL IN HIS BLOOD. Charge Type: FELONY Disposition: A MISDEMEANOR CONVICTION OF DRIVING UNDER THEINFLUENCE; 3 YEARS COURT PROBATION. A FINE OF $991.00.PARTICIPATION IN AB-541 FIRST OFFENDER PROGRAM. RESTRICTION OFLICENSE. Broker Comment: REGARDING THE "NO" RESPONSE TO QUESTION 22B ON MYU4 FORM: THE FBI RECORDS INDICATE I WAS CHARGED WITH A FELONY POSSESSION OF A CONTROLLED SUBSTANCE. THE ARREST CITATION INDICATES AN ARREST FOR SUSPICION OF VIOLATING VEHICLE CODE 23152A (DRIVING A VEHICLE WHILE UNDER THE INFLUENCE OF AN ALCOHLIC BEVERAGE AND A DRUG UNDER THEIR COMBINED INFLUENCE)AND 23152B (DRIVING UNDER THE INFLUENCE OF ALCOHOL.) I ENTERED A NOLO CONTENDERE PLEA TO A VIOLATION OF VEHICLE CODE 23152B AND WAS SENTENCED ACCORDINGLY. NO CHARGES WERE FILED FOR THE 23152A FELONY POSSESSION, OR BEING UNDER THE INFLUENCE OF A DRUG AND ALCOHOL.
Date: February 16, 1988 Category: Customer Dispute Allegations: VIOLATIONS OF SECTIONS 1, 2, 18, 27 OF ARTICLEIII OF THE RULES OF FAIR PRACTICE. COMPENSATORY DAMAGES OF$28,080.00 AND INTEREST @ 10% PER ANNUM FROM 1/31/88 TO DATE OFAWARD & $50,000 PUNITIVE DAMAGES. Damage Amount Requested: $28,000.00 Damages Granted: $15,591.27 Broker Comment: $15,500 AWARD TO [CUSTOMER] PAID BY PAINEWEBBERENTIRELY.SHE INCURRED LOSSES IN HER INVESTMENTS AND FELT ICOULD HAVE OR SHOULD HAVE PREVENTED THE LOSSES. SHE FELT IDIDN'T FULLY EXPLAIN HOW THE INVESTMENT WORKED. SHE THOUGHT IMISLEAD HER OR DIDN'T ACT IN HER BEST INTEREST.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JEFFREY JOSEPH ARBURN, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More