BrokerSearch
JEFFREY RICHARD BROOKS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 915 BROADWAY ST STE 450, VANCOUVER, WA, 98660.
JEFFREY RICHARD BROOKS has worked at CETERA ADVISORS LLC since February 28, 2012
JEFFREY RICHARD BROOKS has 2 Disclosure Event(s).
Date: October 06, 2015All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JEFFREY RICHARD BROOKS, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.