JEFFREY RICHARD BROOKS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 915 BROADWAY ST STE 450, VANCOUVER, WA, 98660.

JEFFREY RICHARD BROOKS has worked at CETERA ADVISORS LLC since February 28, 2012

Disclosure History

JEFFREY RICHARD BROOKS has 2 Disclosure Event(s).

Date: October 06, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $37,165.92
Judgment/Lien Type: Tax

Date: January 28, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $15,836.00
Judgment/Lien Type: Tax

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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