JEFFREY MICHAEL CASE is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 9220 Lake Otis Pkwy Ste 4B, Anchorage, AK, 99507-4249.
JEFFREY MICHAEL CASE has worked at ALLSTATE FINANCIAL SERVICES, LLC since October 01, 2013
Disclosure History
JEFFREY MICHAEL CASE has 2 Disclosure Event(s).
Date: January 25, 2012 Category: Employment Separation After Allegations Firm Name: CHARLES SCHWAB & CO., INC. Termination Type: Discharged Allegations: MR. CASE DID NOT OBTAIN CUSTOMER AUTHORIZATION PRIOR TO THE SALE OF TWO SECURITIES IN THE CLIENT'S ACCOUNT.
Date: June 17, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNAUTHORIZED TRADE OF A MUTUAL FUND ON 11/13/2006. Damage Amount Requested: $50,000.00 Broker Comment: THIS COMPLAINT IS UNFOUNDED. THE PRINCIPAL RISKS OF THE INVESTMENT WERE DISCLOSED TO THE CUSTOMER AND I STRONGLY DENY ANY WRONGDOING IN THIS MATTER. THE TRADE WAS UNSOLICITED. THE CUSTOMER WAS SELF DIRECTED.
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