JEFFREY PAUL CHAPMAN

JEFFREY PAUL CHAPMAN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 919 EAST MAIN STREET, SUITE 2000, RICHMOND, VA, 23219-4622.

JEFFREY PAUL CHAPMAN has worked at RBC CAPITAL MARKETS, LLC since March 09, 2002

Disclosure History

JEFFREY PAUL CHAPMAN has 1 Disclosure Event(s).

Date: September 12, 2006
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGE MR. CHAPMAN AND HIS PARTNER, AND A PREVIOUS REGISTERED REPRESENTATIVE, MISSED OPPORTUNITIES FOR GAINS IN THEIR DISCRETIONARY ACCOUNTS. THE DAMAGES RELATING TO MR. CHAPMAN'S ACTIVITIES (MID-2002 THROUGH 2006) IS UNSPECIFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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