JEFFREY SCOTT CHRISTIANS

JEFFREY SCOTT CHRISTIANS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 6320 S WESTERN AVE STE 100, SIOUX FALLS, SD, 57108.

JEFFREY SCOTT CHRISTIANS has worked at WELLS FARGO CLEARING SERVICES, LLC since June 06, 2014

Disclosure History

JEFFREY SCOTT CHRISTIANS has 1 Disclosure Event(s).

Date: December 08, 2011
Category: Customer Dispute
Allegations: CLIENT EXPRESSES CONCERN REGARDING THE SECONDARY MARKET FOR ASSET BACKED BONDS AND FEELS THAT HIS BOND PORTFOLIO MAY NOT BE SUFFICIENTLY CONSERVATIVE.
Broker Comment: I WAS SURPRISED TO LEARN THAT MR. MOZEN HAD COMPLAINED, AS HE HAS MAINTAINED A BOND PORTFOLIO FOR MANY YEARS WITHOUT EVER HAVING ANY PROBLEM WITH ANY BOND. HE DID NOT REQUEST ANY REIMBURSMENT AND I BELIEVE THAT HE HAS BECOME MISINFORMED ABOUT HIS BONDS. THE CLIENT SOLD HIS BONDS AT REGULAR MARKET PRICES, RESOLVING THE COMPLAINT AT NO COST TO HIM OR TO THE FIRM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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