JEFFREY STEVEN COHEN is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 800 WESTCHESTER AVENUE, SUITE S 504, RYE BROOK, NY, 10573.
JEFFREY STEVEN COHEN has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since May 15, 2001
Disclosure History
JEFFREY STEVEN COHEN has 2 Disclosure Event(s).
Date: December 13, 2010 Category: Customer Dispute Allegations: PLAINTIFFS ALLEGE THAT BEGINNING IN LATE 2007, DEFENDANTS FAILED TO CONDUCT REASONABLE DUE DILIGENCE AND MISREPRESENTED OR FAILED TO DISCLOSE MATERIAL FACTS IN THE RECOMMENDATION AND SUBSEQUENT PURCHASE OF A LIMITED PARTNERSHIP INVESTMENT. Broker Comment: THE REPRESENTATIVE DENIES THE CLAIM, AND IS VIGOROUSLY DEFENDING AGAINST IT. ALL APPROPRIATE DUE DILIGENCE WAS CONDUCTED. ALL KNOWN FACTS AND RISKS WERE FULLY DISCLOSED TO THE CLIENTS AT THE TIME THE INVESTMENTS WERE MADE. THE INVESTMENTS WERE APPROPRIATE AND SUITABLE FOR THE CLIENTS BASED ON THEIR RISK TOLERANCE, THEIR OBJECTIVES, AND THEIR TIME HORIZON, AS AGREED TO AND APPROVED BY THE CLIENT IN A SIGNED INVESTMENT POLICY STATEMENT
Date: March 04, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES REP PROVIDED AN UNSUITABLE INVESTMENT RECOMMENDATION FOR PURCHASE OF CP MOTION THROUGH UNAFFILIATED BROKER WITHIN THE PAST THREE YEARS Damage Amount Requested: $500,000.00 Broker Comment: ALLEGATIONS ARE CURRENTLY BEING INVESTIGATED AS TO THEIR VALIDITY. 7/26/05: AN INVESTIGATION HEADED BY LFA'S CHIEF COMPLIANCE OFFICER FOUND NO EVIDENCE THAT REGISTERED REPRESENTATIVE PARTICIPATED IN THE SALE OF THIS INVESTMENT TO THE CLIENT.
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