JEFFREY ALAN CONYERS

JEFFREY ALAN CONYERS is currently employed as a Broker and/or Investment Adviser at KEY INVESTMENT SERVICES LLC located at 11221 REED HARTMAN HWY, CINCINNATI, OH, 45241.

JEFFREY ALAN CONYERS has worked at KEY INVESTMENT SERVICES LLC since August 07, 2017

Disclosure History

JEFFREY ALAN CONYERS has 2 Disclosure Event(s).

Date: July 01, 2012
Category: Employment Separation After Allegations
Firm Name: FIDELITY INVESTMENTS
Termination Type: Voluntary Resignation
Allegations: EMPLOYEE EXECUTED TRANSACTIONS IN FAMILY MEMBER'S AND CHILDHOOD FRIEND'S ACCOUNTS, ASSERTEDLY WITH THE CUSTOMERS' VERBAL PERMISSION, BUT WITHOUT WRITTEN DOCUMENTATION OR PRIOR APPROVAL FROM THE FIRM. THE CUSTOMERS DID NOT MAKE A COMPLAINT.

Date: July 01, 2012
Category: Employment Separation After Allegations
Firm Name: FIDELITY INVESTMENTS
Termination Type: Voluntary Resignation
Allegations: EMPLOYEE EXECUTED TRANSACTIONS IN FAMILY MEMBER'S AND CHILDHOOD FRIEND'S ACCOUNTS, ASSERTEDLY WITH THE CUSTOMERS' VERBAL PERMISSION, BUT WITHOUT WRITTEN DOCUMENTATION OR PRIOR APPROVAL FROM THE FIRM. THE CUSTOMERS DID NOT MAKE A COMPLAINT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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