JEFFREY DAVIS CURRIE is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 675 SUN VALLEY RD, UNIT M, KETCHUM, ID, 83340.
JEFFREY DAVIS CURRIE has worked at RBC CAPITAL MARKETS, LLC since January 09, 2009
Disclosure History
JEFFREY DAVIS CURRIE has 1 Disclosure Event(s).
Date: January 31, 2012 Category: Customer Dispute Allegations: TIME FRAME: DECEMBER 3, 2007 TO DECEMBER 31, 2007 CLIENT ALLEGES THAT THE FINANCIAL ADVISOR FAILED TO MAKE HIS RMD IN 2007 AND ISSUED HIM A 1099 IN 2008 FOR HIS 2007 AND 2008 PAYMENTS. THE CLIENT ALLEGES THIS CAUSED HIM TO PAY A HIGHER PERCENTAGE OF HIS INCOME IN ADDITIONAL TAXES PENALTIES AND INTEREST TO THE IRS. Damage Amount Requested: $10,000.00 Settlement Amount: $6,000.00
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