JEFFREY DALTON DAVIS is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 4400 POST OAK PARKWAY, HOUSTON, TX, 77027.
JEFFREY DALTON DAVIS has worked at UBS FINANCIAL SERVICES INC. since October 14, 2011
Disclosure History
JEFFREY DALTON DAVIS has 1 Disclosure Event(s).
Date: October 19, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THERE HAS BEEN A DRAMATIC DEPARTURE IN THE PAST TWO YEARS IN HIS INVESTMENT GOALS OF CURRENT INCOME TO MORE SPECULATIVE INVESTMENTS. SEPTEMBER 1999 THROUGH SEPTEMBER 2001. Damage Amount Requested: $117,983.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
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