JEFFREY THOMAS GREENE is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 105 W. VIEW ROAD, SUITE 201, COLCHESTER, VT, 05446.
JEFFREY THOMAS GREENE has worked at NYLIFE SECURITIES LLC since February 10, 1988
Disclosure History
JEFFREY THOMAS GREENE has 1 Disclosure Event(s).
Date: May 09, 2011 Category: Customer Dispute Allegations: WITH REGARD TO THE CREATION OF AN EMPLOYER 401(K) PLAN IN JUNE 2000, THE CUSTOMER ALLEGES THAT THE RR DID NOT FILE THE REQUIRED PLAN DOCUMENTATION AND IRS FORM 5500 WHICH HAS RESULTED IN TAX PENALTIES. Settlement Amount: $257,801.97
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