JEFFREY ALAN GREENWALD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1825 NW CORPORATE BLVD, STE 200, BOCA RATON, FL, 33431-8559.
JEFFREY ALAN GREENWALD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 13, 2012
Disclosure History
JEFFREY ALAN GREENWALD has 2 Disclosure Event(s).
Date: December 16, 2008 Category: Customer Dispute Allegations: THE CLIENT ALLEGED INAPPROPRIATE INVESTMENTS AND TRADING FOR COMMISSIONS - 08/2007-07/2008. DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: October 28, 1998 Category: Customer Dispute Allegations: ATTORNEY FOR CLIENTS ALLEGED THAT PURCHASESIN THE CLIENTS' ACCOUNTS WERE MISREPRESENTED UNAUTHORIZED ANDNOT IN ACCORDANCE WITH THEIR INSTRUCTIONS. STOCKS, BONDS,MUTUAL FUNDS. ALLEGED DAMAGES UNSPECIFIED FIRM: SMITH BARNEY. Broker Comment: CLIENTS DROPPED THE CLAIM VOLUNTARILY AND AGREETHAT THE CASE WAS FILED IN ERROR.NOT PROVIDED
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