JEFFREY ARTHUR HOPP is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 53 COLONIAL PARK MALL, STE 100, HARRISBURG, PA, 17109.
JEFFREY ARTHUR HOPP has worked at WELLS FARGO CLEARING SERVICES, LLC since March 30, 2007
JEFFREY ARTHUR HOPP has 4 Disclosure Event(s).
Date: August 11, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT FROM 1997 TO 2000 THE FA MISREPRESENTED A LIFE INSURANCE AS "PAID UP". Damage Amount Requested: $120,000.00 Settlement Amount: $275,000.00 Broker Comment: THIS MATTER WAS SETTLED FOR BUSINESS PURPOSES, WITH NO ADMISSION OF LIABILITY BY THE FIRM OR BROKER. BROKER DID NOT CONTRIBUTE TO SETTLEMENT.
Date: December 10, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED MISREPRESENTATION OF ANNUITY PRODUCTS- 1/11/2000. DAMAGES UNSPECIFIED.
Date: January 11, 1999 Category: Customer Dispute Allegations: EXECUTOR'S OF CLIENTS ESTATE ALLEGE THAT HOPPEXCESSIVELY TRADED CLIENT'S ACCOUNTS, MADE INAPPROPIATE ANNUITYINVESTMENTS AND PURCHASED AN OPTION WITHOUT AUTHORIZATIONRESULTING IN DAMAGES OF $71,159.00, FIRM: PRUDENTIAL Damage Amount Requested: $71,159.00 Settlement Amount: $30,000.00 Broker Comment: THE MATTER WAS SETTLES FOR $30,000.00 HOPPCONTRIBUTED $5,000.00NOT PROVIDED
Date: December 07, 1994 Category: Customer Dispute Allegations: CLIENT WAS DISSATISFIED WITH MUTUAL FUNDPURCHASES AFTER 5 WEEKS CLAIMED PURCHASES WERE "INAPPROPRIATE" Settlement Amount: $15,291.94 Broker Comment: PRUDENTIAL SECURITIES SETTLED THE MATTER FOR$15000 AFTER A DEHY IN A SETTLEMENT FOR $7000 OCURRED. THEFIRM EVENTUALLY SETTLED THE MATTER FOR $15,291.94. I DID NOTCONSTRIBUTE TOWARDS SETTLEMENT.Not Provided
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