JEFFREY EDWARD HOWELL is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 2825 COLBY AVENUE, SUITE 201, EVERETT, WA, 98201-3536.
JEFFREY EDWARD HOWELL has worked at D.A. DAVIDSON & CO. since August 17, 2006
Disclosure History
JEFFREY EDWARD HOWELL has 2 Disclosure Event(s).
Date: December 12, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES FA OVER SOLD SHARES OF MSFT DUE TO A MARGIN CALL IN DECEMBER 2000. CLIENT SEEKING THE RETURN OF 1,500 PRE-SPLIT SHARES OF MSFT. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: THE CUSTOMER COMPLAINT IS NO LONGER REPORTABLE. I DENY THE ALLEGATIONS AND BELIEVE I DID NOTHING WRONG.
Date: February 09, 1993 Category: Customer Dispute Allegations: ALLEGED UNSUITABILITY, BREACH OF FIDUCIARYDUTY, BREACH OF CONTRACT, VIOLATION SECURITIES LAWS WITHRESPECT TO THE PRU-ENERGY LTD PARTNERSHIP (5/11/88), FIRSTCAPITAL GROWTH LTD PARTNERSHIP (6/16/88), AND NUWEST SHARES(1/16/89). SEEKING DAMAGES OF $31,900 (PRU-ENERGY), AND$4440(NUWEST) PLUS INTEREST, COST AND ATTORNEY'S FEES. Damage Amount Requested: $61,170.00 Settlement Amount: $25,000.00 Broker Comment: MATTER WAS SETTLED FOR $25,000. FINANCIALADVISOR (J. HOWELL) DID NOT CONTRIBUTE TO SETTLEMENT.PLEASE NOTE THAT THE NASD HAS REVIEWED THIS CASEAND THAT IT WAS "FILED WITHOUT ACTION." THE NASD FILE # ISE3B930292. THE MATTER WAS RESOLVED ON 9/15/93. I FEEL THAT IHAVE IN NO WAY VIOLATED ANY SECURITIES LAWS IN THIS MATTER.
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