JEFFREY SHELDON JOHNETTE

JEFFREY SHELDON JOHNETTE is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 10842 FARNAM, OMAHA, NE, 68154.

JEFFREY SHELDON JOHNETTE has worked at TD AMERITRADE, INC. since September 19, 2011

Disclosure History

JEFFREY SHELDON JOHNETTE has 1 Disclosure Event(s).

Date: November 19, 1996
Category: Criminal
Charges: CHARGE - BY UNLAWFUL TAKIN $200 - $500
Disposition: Convicted
Broker Comment: IN 1996, I WAS WORKING FOR A LOCAL CAR DEALER. THE SECURITY OFFICER FOR THE DEALERSHIP ALLOWED THE EMPLOYEES TO DRIVE THE NEW CARS ON THE LOT AFTER HOURS (CLOSE). ON ONE OCCATION A STEREO WAS REMOVED FROM ONE OF THE CARS. THE OWNER COULD NOT DETERMIN WHO THE GUILTY PARTY WAS SO ALL EMPLOYEES PRESENT WERE TERMINATED AND CHARGED WITH THEFT BY UNLAWFUL TAKING $200-$500 (MISDEMEANOR). THIS CHARGE WAS SET-ASIDE ON 4/22/1998.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JEFFREY SHELDON JOHNETTE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.