JEFFREY THOMAS JOLIAT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2385 OAKWAY ST. NW, NORTH CANTON, OH, 44720.
JEFFREY THOMAS JOLIAT has worked at LPL FINANCIAL LLC since July 07, 2005
Disclosure History
JEFFREY THOMAS JOLIAT has 1 Disclosure Event(s).
Date: January 10, 2003 Category: Customer Dispute Allegations: CLIENT STATES HE WANTED SAFE INVESTMENTS, KNOWING HE WOULD NOT MAKE MUCH. CLIENT STATES HE DID NOT WANT TO LOSE MONEY AND CLIENT INDICATES HE HAS LOST $7-10,000. LOSSES EXCEED $5,000. Damage Amount Requested: $5,000.00 Broker Comment: THE IR STATED THAT HE HAD TALKED TO THE CLIENT ABOUT THIS MATTER AND THE CLIENT STATED "HE WAS JOKING". THE IR ALSO REPRESENTED THAT THE CLIENT IS A GOOD CUSTOMER AND THAT THE TWO HAVE A GOOD WORKING RELATIONSHIP. PLEASE BE ADVISED THAT DUE TO INDUSTRY REGULATION WE ARE REQUIRED TO REPORT THESE TYPES OF WRITTEN COMMUNICATIONS FROM CLIENTS AS COMPLAINTS. BASED ON MR. JOLIAT'S STATEMENTS, WE ARE ASSUMING THAT THE ISSUES HAVE BEEN RESOLVED.
More Information
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