JEFFREY BRANDON KLINE

JEFFREY BRANDON KLINE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 396 ALHAMBRA CIR, 7TH & 8TH FLS, CORAL GABLES, FL, 33134.

JEFFREY BRANDON KLINE has worked at WELLS FARGO CLEARING SERVICES, LLC since December 04, 2015

Disclosure History

JEFFREY BRANDON KLINE has 2 Disclosure Event(s).

Date: July 30, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES VIA A LETTER THAT HER FORMER FA MISREPRESENTED HER FUNDS AND FAILED TO FOLLOW HER INSTRUCTIONS IN REGARDS TO HER ACCOUNT TRANSFER
Damage Amount Requested: $9,320.44

Date: July 24, 2000
Category: Customer Dispute
Allegations: CORPORATE CLIENT ALLEGES THAT REGISTERED REPRESENTATIVE FAILED TO FOLLOW INSTRUCTIONS TO INVEST IN GNMA AT 7% BY INVESTING IN WRONG GNMA DURING JUNE, 1999. CLIENT DOES NOT ALLEGE DAMAGES, BUT THEY ARE BELIEVED TO BE IN EXCESS OF $5,000.00.
Broker Comment: THIS MATTER IS PENDING

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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