JEFFREY ALLAN KROGH is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 6952 ROTE ROAD, SUITE 100, ROCKFORD, IL, 61107.
JEFFREY ALLAN KROGH has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 29, 1998
Disclosure History
JEFFREY ALLAN KROGH has 2 Disclosure Event(s).
Date: March 14, 1984 Category: Employment Separation After Allegations Firm Name: E. F. HUTTON & COMPANY INC Termination Type: Voluntary Resignation Allegations: N/ASELLING A SECURITY IN 1976 WHICH WAS NOTBLUE-SKYED. Broker Comment: MR. KROGH WAS SUSPENDED FOR 30 DAYS.IN FEBRUARY 1981, MY STATE OF WISCONSIN LICENSEWAS SUSPENDED FOR 30 DAYS FOR SELLING A SECURITY IN 1976 WHICHWAS NOT BLUE-SKYED IN WISCONSIN RESIDENT. THE SECURITY INQUESTION HAD BEEN BLUE-SKYED IN ILLINOIS AND WAS PENDING INWISCONSIN. HAVING BEEN ASSURED THE SECURITY WOULD CLEAR INWISCONSIN, I CLOSED THE SALE WITH NO THOUGHT I WAS PERPETRATINGANY WRONG DOING. NO COMPLAINT WAS FILED BY AN INVESTOR BUT THEREGISTRATION FOR PREMIER ANGUS, A TAX SHELTER, NEVER CLEARED INWISCONSIN AS PROMISED. RATHER THAN CONTEST THIS ALLEGATION &INVOLVE MY FIRM IN DRAWN OUT & COSTLY LEGAL FEES, I AGREED TOBE SUSPENDED.
Date: March 01, 1982 Category: Regulatory Initiated By: WISCONSIN Resolution: Decision SanctionDetails: Sanctions: Suspension Broker Comment: IN FEBRUARY 1981, MY STATE OF WISCONSIN LICENSEWAS SUSPENDED FOR 30 DAYS FOR SELLING A SECURITY IN 1976 WHICHWAS NOT BLUE-SKYED IN WISCONSIN RESIDENT. THE SECURITY INQUESTION HAD BEEN BLUE-SKYED IN ILLINOIS AND WAS PENDING INWISCONSIN. HAVING BEEN ASSURED THE SECURITY WOULD CLEAR INWISCONSIN, I CLOSED THE SALE WITH NO THOUGHT I WAS PERPETRATINGANY WRONG DOING. NO COMPLAINT WAS FILED BY AN INVESTOR BUT THEREGISTRATION FOR PREMIER ANGUS, A TAX SHELTER, NEVER CLEARED INWISCONSIN AS PROMISED. RATHER THAN CONTEST THIS ALLEGATION &INVOLVE MY FIRM IN DRAWN OUT & COSTLY LEGAL FEES, I AGREED TOBE SUSPENDED.
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