JEFFREY BUCHNER LAKIN

JEFFREY BUCHNER LAKIN is currently employed as a Broker and/or Investment Adviser at UBS SECURITIES LLC located at 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019.

JEFFREY BUCHNER LAKIN has worked at UBS SECURITIES LLC since July 20, 2010

Disclosure History

JEFFREY BUCHNER LAKIN has 2 Disclosure Event(s).

Date: November 06, 2013
Category: Financial
Type: Compromise
Disposition: Discharged

Date: November 26, 2012
Category: Financial
Type: Compromise
Disposition: Discharged
Broker Comment: LOSS OF JOB IN 2008 LED TO FINANCIAL DIFFICULTY AND A SHORT SALE OF PRIMARY RESIDENCE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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