JEFFREY GORDON LUND

JEFFREY GORDON LUND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 699 E SOUTH TEMPLE STE 100, SALT LAKE CITY, UT, 84102-1282.

JEFFREY GORDON LUND has worked at LPL FINANCIAL LLC since February 23, 2015

Disclosure History

JEFFREY GORDON LUND has 1 Disclosure Event(s).

Date: July 14, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES ROLLOVER PURCHASE OF UNIT INVESTMENT TRUST ON 05/30/2008 WAS DONE WITHOUT HIS PERMISSION. A DAMAGE AMOUNT WAS NOT SPECIFIED; A GOOD FAITH DETERMINATION WAS MADE THAT THE AMOUNT WOULD EXCEED $5000.
Damage Amount Requested: $5,000.00
Settlement Amount: $5,911.46
Broker Comment: THE TRANSACTION AT ISSUE WAS CANCELLED RESULTING IN A LOSS TO THE FIRM OF $5911.46.

More Information

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