JEFFREY HOWARD MCKINNON

JEFFREY HOWARD MCKINNON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 22 S PROSPECT ST, NANTICOKE, PA, 18634-2320.

JEFFREY HOWARD MCKINNON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 02, 2016

Disclosure History

JEFFREY HOWARD MCKINNON has 1 Disclosure Event(s).

Date: October 03, 2002
Category: Customer Dispute
Allegations: CUSTOMER EXPRESSED DISSATISFACTION WITH THE SALES PRACTICES OF AGENT MCKINNON. SPECIFICALLY CUSTOMER ALLEGED AGENT MCKINNON FAILED TO DISCLOSE INVESTMENT RISK.
Damage Amount Requested: $39,904.00 Damages Granted: $33,519.03

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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