JEFFREY NESSIM MOSSERI is currently employed as a Broker and/or Investment Adviser at AXIOM CAPITAL MANAGEMENT, INC. located at 950 THIRD AVENUE, 20TH FLOOR, New York, NY, 10022.
JEFFREY NESSIM MOSSERI has worked at AXIOM CAPITAL MANAGEMENT, INC. since May 19, 2009
Disclosure History
JEFFREY NESSIM MOSSERI has 1 Disclosure Event(s).
Date: September 02, 2015 Category: Customer Dispute Allegations: suitability, failure to disclose material information, breach of fiduciary duty, negligence and failure to follow instructions from february 2012 - november 2013 Damage Amount Requested: $218,561.13 Settlement Amount: $60,000.00 Broker Comment: To avoid the expenses associated with and the uncertainty of arbitration, I decided to settle this matter. I was dismissed with prejudice on March 10, 2016.
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