JEFFREY NESSIM MOSSERI

JEFFREY NESSIM MOSSERI is currently employed as a Broker and/or Investment Adviser at AXIOM CAPITAL MANAGEMENT, INC. located at 950 THIRD AVENUE, 20TH FLOOR, New York, NY, 10022.

JEFFREY NESSIM MOSSERI has worked at AXIOM CAPITAL MANAGEMENT, INC. since May 19, 2009

Disclosure History

JEFFREY NESSIM MOSSERI has 1 Disclosure Event(s).

Date: September 02, 2015
Category: Customer Dispute
Allegations: suitability, failure to disclose material information, breach of fiduciary duty, negligence and failure to follow instructions from february 2012 - november 2013
Damage Amount Requested: $218,561.13
Settlement Amount: $60,000.00
Broker Comment: To avoid the expenses associated with and the uncertainty of arbitration, I decided to settle this matter. I was dismissed with prejudice on March 10, 2016.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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