JEFFREY MICHAEL PETRONE

JEFFREY MICHAEL PETRONE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 1645 Palm Beach Lakes Blvd, #1200, West Palm Beach, FL, 33401.

JEFFREY MICHAEL PETRONE has worked at CETERA ADVISOR NETWORKS LLC since October 26, 2007

Disclosure History

JEFFREY MICHAEL PETRONE has 2 Disclosure Event(s).

Date: September 08, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS A RESULT OF A CHANGE IN EMPLOYMENT I SOLD MY CONDO AND BANK AGREED TO A SHORT SALE.

Date: June 20, 2007
Category: Employment Separation After Allegations
Firm Name: MMC SECURITIES CORP.
Termination Type: Discharged
Allegations: AN INTERNAL REVIEW WAS CONDUCTED REGARDING POSSIBLE VIOLATIONS OF THE FIRM'S INTERNAL POLICIES IN CONNECTION WITH A STATE INSURANCE CONTINUING EDUCATION EXAMINATION. THE REVIEW DETERMINED THAT MR. PETRONE WAS ASKED BY AN EMPLOYEE, WHO WAS A LICENSED INSURANCE AGENT BUT NOT A REGISTERED REPRESENTATIVE, TO TAKE THAT EXAMINATION FORTHAT EMPLOYEE. MR. PETRONE TOOK THE EXAMINATION AND AS A RESULT, MR. PETRONE WAS DISCHARGED.
Broker Comment: MR. PETRONE TENDERED HIS WRITTEN RESIGNATION ON JUNE 19, 2007 AND DISPUTES THAT HE WAS DISCHARGED.

More Information

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