Jeffrey Michael Ponte

Jeffrey Michael Ponte is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 14278 LADUE ROAD, CHESTERFIELD, MO, 63017.

Jeffrey Michael Ponte has worked at EDWARD JONES since October 03, 2011

Disclosure History

Jeffrey Michael Ponte has 1 Disclosure Event(s).

Date: May 12, 2017
Category: Customer Dispute
Allegations: Client alleges the financial advisor sold stocks in her account without her authorization.
Damage Amount Requested: $5,000.00
Broker Comment: Based on the firm's review, the client's claim was denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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