JEFFREY ALLEN SANDWELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4114 VILLAGE DR # L, CHINO HILLS, CA, 91709.

JEFFREY ALLEN SANDWELL has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

JEFFREY ALLEN SANDWELL has 3 Disclosure Event(s).

Date: August 20, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $5,270.00
Judgment/Lien Type: Tax

Date: November 03, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $2,625.00
Judgment/Lien Type: Tax

Date: April 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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