JEFFREY LAWRENCE SARKIN

JEFFREY LAWRENCE SARKIN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1800 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.

JEFFREY LAWRENCE SARKIN has worked at UBS FINANCIAL SERVICES INC. since July 29, 2011

Disclosure History

JEFFREY LAWRENCE SARKIN has 1 Disclosure Event(s).

Date: January 29, 2001
Category: Customer Dispute
Allegations: ALLEGATIONS: CHURNING
Damage Amount Requested: $149,520.00
Broker Comment: PREVIOUSLY, THE ATTORNEY SENT A FACSIMILE ON AUGUST 23, 2000 STATING, "THIS ENTIRE MATTER CAN BE CATAGORIZED 'INQUIRY ONLY' AND WE HAVE NOT YET MADE ANY CLAIM."

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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