JEFFREY STEVEN SELTZER is currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 1937 E ATLANTIC BLVD., SUITE 101, POMPANO BEACH, FL, 33060.
JEFFREY STEVEN SELTZER has worked at FIRST ALLIED SECURITIES, INC. since December 22, 2014
Disclosure History
JEFFREY STEVEN SELTZER has 2 Disclosure Event(s).
Date: January 05, 2012 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: MAKING A DECISION IN LIFE TO HAVE TO ACCEPT THE PROTECTION OF BANKRUPTCY WAS AN EXTREMELY DIFFICULT CHOICE, HOWEVER, DUE TO CIRCUMSTANCES IN A LAW SUIT AND ALSO HAVING BEEN THE VICTIM OF IDENTITY THEFT, MY ATTORNEY RECOMMENDED BANKRUPTCY AS THE BEST FORM OF PROTECTION FOR MY FAMILY. I FEEL IT IS IMPORTANT TO NOTE THAT THE LAW SUIT DID NOT INVOLVE CLIENTS IN ANY WAY.
Date: January 14, 2003 Category: Customer Dispute Allegations: **SUITABILITY** CUSTOMER ALLEGES THAT MANAGED ACCOUNTS NEWBRIDGE AND MASTRAPASQUA WERE NOT SUITABLE AND THAT AN EQUITY TRANSACTION WAS NOT AUTHORIZED. NO DOLLAR AMOUNT SPECIFIED - FIRM ESTIMATES OVER $5,000. Damage Amount Requested: $5,000.00 Broker Comment: THERE WAS NOT AN UNAUTHORIZED TRADE, CLIENT WAS CONFUSED WITH A REORG OF HIS STOCK AND THE CLIENT'S MANAGED ACCOUNT WAS SUITABLE AND UNDERSTOOD.**UPDATE - FIRM DENIED CLAIM**
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