JEFFREY ALLEN SHANK is currently employed as a Broker and/or Investment Adviser at ANDOVER ADVISORY GROUP located at 451 ANDOVER STREET, SUITE G4, NORTH ANDOVER, MA, 1845.
JEFFREY ALLEN SHANK has worked at ANDOVER ADVISORY GROUP since April 07, 2014
JEFFREY ALLEN SHANK is also currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located at 354 MERRIMACK STSTE 303, LAWRENCE, MA, 01842 since July 04, 2014
JEFFREY ALLEN SHANK is also currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 354 MERRIMACK STSTE 303, LAWRENCE, MA, 01843 since July 04, 2014
Disclosure History
JEFFREY ALLEN SHANK has 1 Disclosure Event(s).
Date: June 10, 1996 Category: Customer Dispute Allegations: CLIENT STATED THAT HE "WAS NOT MADE AWARE OFTHE ISSUE OF SURRENDER CHARGES" Damage Amount Requested: $10,000.00 Settlement Amount: $10,000.00 Broker Comment: NO ACTION WAS WARRANTED. THE CLIENT PURCHASED A VARIABLE WHOLE LIFE INSURANCE POLICY THAT WAS ISSUED AS THE RESULT OF A CONVERSION FROM A TERM INSURANCE POLICY. DUE TO UNFORSEEN CIRCUMSTANCES,THE CLIENT WAS UNABLE TO FULLY FUND THE PURCHASE. HE REQUESTED THAT THE COMPANY REVERSE THE ORIGINAL TRANSACTION AND WAIVE THE SURRENDER CHARGES. THE ISSUING COMPANY COMPLIED WITH HIS REQUEST. A REPORT OF THECOMPLAINT WAS MADE TO THE NASD AND AN INQUIRY WAS MADE. THISINQUIRY RESULTED IN NO ACTION BEING TAKEN OR WARRANTED.
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