JEFFREY DAVID SICKLER is currently employed as a Broker and/or Investment Adviser at SANTANDER SECURITIES LLC located at 20 EAST BROADWAY, PENTUCKET SHOPPING CENTER, DERRY, NH, 03038.
JEFFREY DAVID SICKLER has worked at SANTANDER SECURITIES LLC since September 19, 2012
Disclosure History
JEFFREY DAVID SICKLER has 1 Disclosure Event(s).
Date: April 02, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE DID NOT RECEIVE HIS CONTRACT AND THAT RECOMMENDATION WAS UNSUITABLE. Damage Amount Requested: $13,477.37 Settlement Amount: $13,477.37 Broker Comment: MR. SICKLER NOTES THAT HE MET WITH THE CUSTOMER DURING THE CONTRACTUAL "FREE LOOK" PERIOD TO ANSWER THE CUSTOMER'S QUESTIONS, AND SPECIFICALLY ADVISED HIM OF HIS RIGHT TO DECLINE THE CONTRACT DURING THE "FREE LOOK" PERIOD IF HE NO LONGER WISHED TO PURCHASE IT. MR. SICKLER STATES THAT HE MAILED THE CONTRACT TO THE CUSTOMER, AND BELIEVES THAT HE RECEIVED IT. MR. SICKLER ALSO BELIEVES THAT HIS RECOMMENDATION WAS SUITABLE AND SUITABLE FOR THE CUSTOMER'S INVESTMENT OBJECTIVES.
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