JEFFREY ALAN SILVERMAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 5143 PALM PASSAGE, CHARLOTTE AMALIE, SAINT THOMAS, VI, 00802.
JEFFREY ALAN SILVERMAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 03, 2009
Disclosure History
JEFFREY ALAN SILVERMAN has 1 Disclosure Event(s).
Date: May 03, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR PROVIDED NEGLIGENT FINANCIAL ADVICE ON THE TRANSFER OF FUNDS TO THE FIRM FROM A RETIREMENT ACCOUNT MAINTAINED WITH AN OUTSIDE PROVIDER. DAMAGES ESTIMATED TO EXCEED $5,000. Broker Comment: AN OUTSIDE PROVIDER PROVIDED FINANCIAL ADVICE FOR THE CLIENT. FINANCIAL ADVISOR ADMINISTERED THE CONTACT BETWEEN THE CLIENT AND THE OUTSIDE PROVIDER. FINANCIAL ADVISOR GAVE NO TAX ADVICE.
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