JEFFREY LYNN SMITH

JEFFREY LYNN SMITH is currently employed as a Broker and/or Investment Adviser at BRIGHTHOUSE SECURITIES, LLC located at 7324 Lake Front Drive #2, Charlotte, NC, 28278.

JEFFREY LYNN SMITH has worked at BRIGHTHOUSE SECURITIES, LLC since March 17, 2017

Disclosure History

JEFFREY LYNN SMITH has 4 Disclosure Event(s).

Date: January 31, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE SETTLEMENTS WERE PART OF A LEGALLY BINDING ARBITRATED APPROVED MARRIAGE SETTLEMENT AGREEMENT.

Date: January 31, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ...SETTLEMENT WAS PART OF A LEGALLY BINDING ARBITRATED APPROVED MARRIAGE SETTLEMENT AGREEMENT.

Date: January 31, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SETTLEMENT WAS PART OF A LEGALLY BINDING ARBITRATED APPROVED MARRIAGE SETTLEMENT AGREEMENT.

Date: March 04, 2011
Category: Financial
Type: Compromise
Disposition: VOLUNTARY DISMISSAL
Broker Comment: REAL ESTATE SHORT SALE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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