JEFFREY DAVID SMITH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 2850 CLOVER STREET, SUITE 2, PITTSFORD, NY, 14534.
JEFFREY DAVID SMITH has worked at CETERA ADVISORS LLC since December 03, 2010
Disclosure History
JEFFREY DAVID SMITH has 2 Disclosure Event(s).
Date: August 09, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE MISREPRESENTED THE VARIABLE LIFE INSURANCE POLICY PURCHASED IN OCTOBER 2008. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
Date: November 09, 2009 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THE VARIABLE LIFE INSURANCE POLICIES PURCHASED IN JUNE 2008 ARE NOT SUITABLE PRODUCTS AND THE REPRESENTATIVE MISREPRESENTED THEIR FEATURES. CUSTOMERS HAVE ALLEGED DAMAGES FOR THE RETURN OF PREMIUMS PAID, AS NOTED BELOW. Damage Amount Requested: $11,250.00 Settlement Amount: $11,250.00
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