JEFFREY WAYNE SWEET

JEFFREY WAYNE SWEET is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 113 Hazel Path, Suite 4, Hendersonville, TN, 37075.

JEFFREY WAYNE SWEET has worked at PRUCO SECURITIES, LLC. since December 19, 2016

Disclosure History

JEFFREY WAYNE SWEET has 1 Disclosure Event(s).

Date: April 19, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MR. SWEET DID NOT DISCUSS THAT THE VARIABLE ANNUITY CONTRACT HE PURCHASED IN FEBRUARY OF 2007 COULD LOSE MONEY. CLIENT ALSO ALLEGES THAT MR. SWEET WAS NOT LISTENING WHEN HE REQUESTED TO ENTER INTO A 6 MONTH CONTRACT.
Damage Amount Requested: $9,587.39
Settlement Amount: $94,662.72

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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