JEFFREY TODD WEGENER is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at N64 W24801 MAIN ST, SUITE 118, SUSSEX, WI, 53089.
JEFFREY TODD WEGENER has worked at WOODBURY FINANCIAL SERVICES, INC. since January 05, 2010
Disclosure History
JEFFREY TODD WEGENER has 2 Disclosure Event(s).
Date: August 06, 2010 Category: Customer Dispute Allegations: REP. JEFFREY WEGENER TRANSFERRED 71 YEAR OLD CLIENT'S IRA FROM A LINCOLN BENEFIT VA TO AN ING VA (ISSUED 05/05/2008) WITH AN 8 YEAR SURRENDER PERIOD. CLIENT DIDN'T THINK THE MOVE WAS IN HER BEST INTEREST AND THOUGHT THAT JEFFREY HAD INVESTED HER MONEY TOO AGGRESSIVELY. SHE CLAIMED TO HAVE LOST HALF THE VALUE OF THE VA AT THE TIME OF THE COMPLAINT THAT WAS FILED THROUGH THE WI OCI ON 06/18/2009. CLIENT CLAIMED TO HAVE ASKED FOR AN INVESTMENT THAT SHE WOULD NOT LOSE HER PRINCIPAL, REP. WEGENER DISAGREED. WI OCI CLOSED THE FILE ON 12/15/2009 DUE TO LACK OF ENOUGH EVIDENCE TO PROCEED. FINRA COMPLAINT #1002439 AMENDED ON 08/04/2010 TO REFLECT PROBLEM CODE SUITABILITY. Damage Amount Requested: $70,098.40
Date: April 30, 1984 Category: Criminal Charges: PARTY TO DELIVERY THE Disposition: Convicted Broker Comment: ON 03/21/83 WEGENER WAS ARRESTED FOR SELLING 1 OUNCE OF MARIJUANA. PLEADED GUILTY TO DELIVERY OF CONTROLLED SUBSTANCE & WAS PLACED ON PROBATION FOR 2 YRS. AND WAS ORDERED TO COMPLETE 60 HRS OF COMMUNITY SERVICE RECEIVED PARDON FROM GOVERNOR THOMPSON 04/06/1992
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