JEFFREY MICHAEL WIRTH

JEFFREY MICHAEL WIRTH is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 121 SW MORRISON, SUITE 1800, PORTLAND, OR, 97204.

JEFFREY MICHAEL WIRTH has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 05, 2013

Disclosure History

JEFFREY MICHAEL WIRTH has 1 Disclosure Event(s).

Date: January 16, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT ALLOCATION OF 10% OF ONE OF HER PORTFOLIOS TO ONE HIGH RISK JUNK BOND WAS NOT "RESPONSIBLE" AND REQUESTED COMPENSATION FOR THE $66,427 LOSS.
Damage Amount Requested: $66,427.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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