JEFFREY GHIENJOEN WOEI

JEFFREY GHIENJOEN WOEI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 4030 W BOY SCOUT BLVD STE 150, TAMPA, FL, 33607.

JEFFREY GHIENJOEN WOEI has worked at WELLS FARGO CLEARING SERVICES, LLC since June 29, 2007

Disclosure History

JEFFREY GHIENJOEN WOEI has 2 Disclosure Event(s).

Date: January 28, 2010
Category: Customer Dispute
Allegations: FL RESIDENT, REPRESENTED BY COUNSEL, HAS FILED A WRITTEN COMPLAINT STATING THAT BEGINNING IN JULY 2007 HE WAS SOLD INVESTMENTS INCLUDING COMMON STOCK, STRUCTURED PRODUCTS, AND CLOSED END FUNDS THAT CONTAINED MORE RISK THAN WAS SUITABLE. (7/1/2007-6/30/2009)
Damage Amount Requested: $170,232.80
Broker Comment: THE FIRM'S REVIEW DID NOT REVEAL ANY EVIDENCE OF WRONGDOING. THE COMPLAINT WAS DENIED IN ITS ENTIRETY.***FA DISPUTES ALL ALLEGATIONS. ACCOUNT WAS 80 PERCENT FIXED INCOME. THE ONLY EQUITY THAT WAS BOUGHT, HUNTSMAN WAS AN UNSOLICITED TRADE RECOMMENDED BY THE CLIENTS SISTER. ALL TRADES WERE DONE WITH COMPLETE CONSENT OF BOTH THE CLIENT AND HIS SISTER. CLIENTS CHILDREN TRANSFERRED ACCOUNT OUT, THEN LIQUIDATED IN THE MIDDLE OF THE CREDIT CRISIS. ALL ASSETS EXCEPT GENERAL MOTORS HAVE SINCE RECOVERED.

Date: February 12, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGED MISREPRESENTATION WITH RESPECT TO RETURN ON INVESTMENT -- 09/18/1997.
Damage Amount Requested: $11,417.11

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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