JEFFREY GHIENJOEN WOEI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 4030 W BOY SCOUT BLVD STE 150, TAMPA, FL, 33607.
JEFFREY GHIENJOEN WOEI has worked at WELLS FARGO CLEARING SERVICES, LLC since June 29, 2007
Disclosure History
JEFFREY GHIENJOEN WOEI has 2 Disclosure Event(s).
Date: January 28, 2010 Category: Customer Dispute Allegations: FL RESIDENT, REPRESENTED BY COUNSEL, HAS FILED A WRITTEN COMPLAINT STATING THAT BEGINNING IN JULY 2007 HE WAS SOLD INVESTMENTS INCLUDING COMMON STOCK, STRUCTURED PRODUCTS, AND CLOSED END FUNDS THAT CONTAINED MORE RISK THAN WAS SUITABLE. (7/1/2007-6/30/2009) Damage Amount Requested: $170,232.80 Broker Comment: THE FIRM'S REVIEW DID NOT REVEAL ANY EVIDENCE OF WRONGDOING. THE COMPLAINT WAS DENIED IN ITS ENTIRETY.***FA DISPUTES ALL ALLEGATIONS. ACCOUNT WAS 80 PERCENT FIXED INCOME. THE ONLY EQUITY THAT WAS BOUGHT, HUNTSMAN WAS AN UNSOLICITED TRADE RECOMMENDED BY THE CLIENTS SISTER. ALL TRADES WERE DONE WITH COMPLETE CONSENT OF BOTH THE CLIENT AND HIS SISTER. CLIENTS CHILDREN TRANSFERRED ACCOUNT OUT, THEN LIQUIDATED IN THE MIDDLE OF THE CREDIT CRISIS. ALL ASSETS EXCEPT GENERAL MOTORS HAVE SINCE RECOVERED.
Date: February 12, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION WITH RESPECT TO RETURN ON INVESTMENT -- 09/18/1997. Damage Amount Requested: $11,417.11
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JEFFREY GHIENJOEN WOEI, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.