JEFFREY LINCOLN WYATT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1 INDEPENDENT DRIVE 20TH FL, [F4-RBO], JACKSONVILLE, FL, 32207.
JEFFREY LINCOLN WYATT has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 2000
Disclosure History
JEFFREY LINCOLN WYATT has 4 Disclosure Event(s).
Date: February 05, 2007 Category: Customer Dispute Allegations: FLORIDA RESIDENT'S SON WRITES THAT HIS MOTHER DID NOT UNDERSTAND THE INVESTMENT THAT SHE WAS PURCHASING AND SHE WAS NOT AWARE OF THE SURRENDER PENALTIES FOR EARLY WITHDRAWAL. THE CLIENT INVESTED $82,432.19 IN THE AMERICAN EXPRESS RIVERSOURCE VARIABLE ANNUITY ON 7/1/02 AND $36,772.31 IN THE AMERICAN EXPRESS RIVERSOURCE VARIABLE ANNUITY ON 7/3/02. THE CURRENT SURRENDER PENALTY TO LIQUIDATE BOTH ANNUITIES IS $6,420.47. Damage Amount Requested: $6,420.47 Settlement Amount: $8,167.09 Broker Comment: SETTLED FOR $8,167.09 IN THE INTEREST OF CLIENT RELATIONS AND TO AVOID MORE FORMAL, COSTLY PROCEEDINGS.
Date: September 27, 2004 Category: Customer Dispute Allegations: GEOGIA RESIDENT WRITES THAT FA SOLD CLIENT'S US TREASURY STRIPS 5/20/04 WITHOUT AUTHORIZATION, AND BOUGHT WACHOVIA MARKET POWER CD 5/25/04 WITH PROCEEDS. CLIENT WANTS TRADES REVERSED. APPROXIMATE COST TO DO SO WOULD BE $8500. Damage Amount Requested: $8,500.00 Broker Comment: CLAIM DENIED. FA RECALLS RECEIVING CLEAR ORDER FROM CLIENT TO BUY CD, ALSO FA GAVE CLIENT CHANCE TO CANCEL ORDER WHILE STILL IN THE OFFERING, BUT CLIENT TOLD HIM TO LET ORDER STAND.
Date: June 24, 2003 Category: Customer Dispute Allegations: CLIENT CLAIMS THAT HIS FINANCIAL ADVISOR DID NOT GIVE HIM SUITABLE ADVICE WHEN HE RECOMMENDED THAT HE PUT ALL OF HIS MONEY IN TECHNOLOGY STOCKS IN 2001. HE CLAIMS THAT HE LOST HIS ENTIRE INVESTMENT OF $96,000. Damage Amount Requested: $96,000.00 Broker Comment: THE FIRM'S REVIEW REVEALED FREQUENTLY COMMUNICATION WITH THE CLIENT CONCERNING HIS ACCOUNT, THIS STATED INVESTMENT OBJECTIVES WERE CONSISTENET WITH THE ACTIVITY IN THE ACCOUNT AND ALL OF THE ACTIVITY WAS TRANSACTED WITH THE CLIENT'S APPROVAL. THE CLAIMS OF WRONGDOING WERE DENIED IN THEIR ENTIRETY.
Date: December 21, 2001 Category: Customer Dispute Allegations: CLIENT CLAIMS TO HAVE NOT BEEN TOLD OF CDSC AT THE TIME OF SALE Damage Amount Requested: $7,181.37 Broker Comment: THE FIRM FOUND NO EVIDENCE TO SUPPORT THE ALLEGATIONS
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JEFFREY LINCOLN WYATT, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.