JEFFREY WILLIAM YOUNG

JEFFREY WILLIAM YOUNG is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 322 WEST MAIN STREET, SUITE 106, KENEDY, TX, 78119.

JEFFREY WILLIAM YOUNG has worked at OPPENHEIMER & CO. INC. since June 16, 2009

Disclosure History

JEFFREY WILLIAM YOUNG has 1 Disclosure Event(s).

Date: March 24, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISHANDLING OF ACCOUNT CONSISTENT WITH CONSERVATIVE MANAGEMENT PRINCIPLES, UNSUITABLE RECOMMENDATIONS, AND FAILURE TO RECOMMEND ADJUSTMENTS TO REDUCE RISK LOSSES RELATING TO THE PURCHASE OF SECURITIES BETWEEN 2000 AND 2002.
Damage Amount Requested: $65,000.00 Damages Granted: $10,282.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JEFFREY WILLIAM YOUNG, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.